Home > Insider Trading > Filing (0001578563-19-000037)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534120	Cerecor Inc.	CERC	Pharmaceutical Preparations (2834)	450705648

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746282	Pericles Calias	C/O Cerecor Inc. 540 Gaither Road, Suite 400 Rockville MD 20850	Chief Scientific Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-12-10	2,913	$2.85	52,462	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$4.26	2028-07-16	80,000	80,000	Direct
Common Stock	Stock Option (Right to Buy)	$6.22	2029-04-01	175,000	175,000	Direct
Common Stock	Stock Option (Right to Buy)	$4.98	2029-05-24	25,000	25,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-07-16	80,000	80,000	Direct
2029-04-01	175,000	175,000	Direct
2029-05-24	25,000	25,000	Direct

Footnotes

These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.
One-fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months.
One-fourth of the shares subject to the stock option will vest on July 16, 2019, and the remaining three-fourths of the shares subject to the stock option will vest in substantially equal monthly installments over the following 36 months, provided the Reporting Person is then still providing continuous service as an employee, director or consultant.