Filing Details

Accession Number:
0001127602-19-034726
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-11 11:20:32
Reporting Period:
2019-12-09
Accepted Time:
2019-12-11 11:20:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025835 Enterprise Financial Services Corp EFSC State Commercial Banks (6022) 431706259
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454515 Richard Scott Goodman 150 N. Meramec
Clayton MO 63105
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-09 2,000 $45.31 45,872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,419 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Share Units $0.00 560 560 Direct
Common Stock Restricted Share Units $0.00 616 616 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
560 560 Direct
616 616 Direct
Footnotes
  1. This transaction is pursuant to a 10b5-1 plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $45.37, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
  4. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  5. The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
  6. The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.