Home > Insider Trading > Filing (0001567619-19-022842)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505497	Biorestorative Therapies Inc.	BRTX	Services-Misc Health & Allied Services, Nec (8090)	911835664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1677513	Dale Broadrick	3003 Brick Church Pike Nashville TN 37207		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-04-04	2,500	$0.80	2,500	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2019-11-15	10,000	$0.07	7,834,445	No	4	P	Direct
Common Stock	Acquisiton	2019-11-21	80,000	$0.05	7,914,445	No	4	P	Direct
Common Stock	Acquisiton	2019-11-21	58,000	$0.05	7,972,445	No	4	P	Direct
Common Stock	Acquisiton	2019-12-04	92,351	$0.03	8,064,796	No	4	P	Direct
Common Stock	Acquisiton	2019-12-04	200,000	$0.03	8,264,796	No	4	P	Direct
Common Stock	Acquisiton	2019-12-05	7,649	$0.03	8,272,445	No	4	P	Direct
Common Stock	Acquisiton	2019-12-05	223,030	$0.03	8,495,475	No	4	P	Direct
Common Stock	Acquisiton	2019-12-05	20,000	$0.03	22,500	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2019-12-06	304,237	$0.03	8,799,712	No	4	P	Direct
Common Stock	Acquisiton	2019-12-06	1,010,085	$0.03	1,032,585	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2019-12-09	81,000	$0.04	1,113,585	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	See footnote
No	4	P	Direct
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to acquire Common Stock	Disposition	2019-12-06	500,000	$0.00	500,000	$0.15
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-12-06	500,000	$0.00	500,000	$0.03
Common Stock	Warrant to acquire Common Stock	Disposition	2019-12-06	500,000	$0.00	500,000	$0.15
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-12-06	500,000	$0.00	500,000	$0.03
Common Stock	Warrant to acquire Common Stock	Disposition	2019-12-06	555,556	$0.00	555,556	$0.15
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-12-06	555,556	$0.00	555,556	$0.03
Common Stock	Warrant to acquire Common Stock	Disposition	2019-12-06	555,555	$0.00	555,555	$0.15
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-12-06	555,555	$0.00	555,555	$0.03
Common Stock	Warrant to acquire Common Stock	Disposition	2019-12-06	3,333,333	$0.00	3,333,333	$0.20
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-12-06	3,333,333	$0.00	3,333,333	$0.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-02-19	2024-02-19	No	4	J	Direct
500,000	2019-02-19	2024-02-19	No	4	J	Direct
0	2019-02-19	2024-02-19	No	4	J	Direct
500,000	2019-02-19	2024-02-19	No	4	J	Direct
0	2019-05-07	2024-05-07	No	4	J	Direct
555,556	2019-05-07	2024-05-07	No	4	J	Direct
0	2019-05-07	2024-05-07	No	4	J	Direct
555,555	2019-05-07	2024-05-07	No	4	J	Direct
0	2019-10-16	2024-10-16	No	4	J	Direct
3,333,333	2019-10-16	2024-10-16	No	4	J	Direct

Footnotes

Owned by Fleetco, Inc. of which reporting person is sole shareholder.
This transaction was executed in multiple trades at prices ranging from $.0279 to $.04 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant at a reduced exercise price.