Filing Details

Accession Number:
0001763113-19-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-10 15:29:49
Reporting Period:
2019-12-09
Accepted Time:
2019-12-10 15:29:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
744452 Applied Dna Sciences Inc APDN Services-Miscellaneous Business Services (7380) 592262718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763113 W William Montgomery 34211 Seavey Loop Rd.
Eugene OR 97405
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Applied Dna Sciences Inc. Common Stock Acquisiton 2019-12-09 0 $0.00 225,774 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Applied Dna Sciences Inc. Common Stock Applied DNA Sciences Inc. 5 year warrant Acquisiton 2019-12-09 2,000 $0.96 2,000 $5.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
202,000 2019-11-15 2024-11-15 No 4 P Direct
Footnotes
  1. Based on the most recently reported shares outstanding of 3,485,399, my common stock ownership is 6.48%. If I exercised all of my warrants that are able to be exercised under the terms of these warrants my ownership would be 9.99%