Filing Details

Accession Number:
0000059478-19-000320
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-10 11:56:18
Reporting Period:
2019-12-06
Accepted Time:
2019-12-10 11:56:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
59478 Eli Lilly & Co LLY Pharmaceutical Preparations (2834) 350470950
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1725140 Myles O'neill Lilly Corporate Center
Indianapolis IN 46285
Svp & Pres., Mfg. Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-06 25,000 $120.00 33,414 No 4 S Indirect by spouse
Common Stock Disposition 2019-10-30 222 $0.00 40,424 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by spouse
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect 401(k) - by spouse
Common Stock 1,206 Indirect 401(k)
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons spouse on May 16, 2019.
  2. This transaction was executed in multiple trades at prices ranging from $120.00 to $120.33. The price reported reflects the weighted average purchase price. The spouse of the reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This share balance includes a rollover distribution on 02/28/19 of 1095 shares from reporting persons spouse's 401(k) account.
  4. Reporting person disclaims beneficial ownership of these shares.
  5. Distribution from spouse's 401(k) plan of 1095 shares as result of direct rollover. This amount includes a fractional share payout of $33.95. This transaction is being reported as it affects direct beneficial ownership.