Filing Details
- Accession Number:
- 0001214659-19-007637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-09 21:00:00
- Reporting Period:
- 0019-12-05
- Accepted Time:
- 2019-12-09 21:00:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503187 | Elliot Wayne Huyard | 181 Metro Drive San Jose CA 95110 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-06 | 717 | $363.61 | 25,012 | No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| Common Stock | Disposition | 2019-12-06 | 593 | $364.90 | 24,419 | No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| Common Stock | Disposition | 2019-12-06 | 1,546 | $365.86 | 22,873 | No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| Common Stock | Disposition | 2019-12-06 | 144 | $366.46 | 22,729 | No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| Common Stock | Acquisiton | 2019-12-08 | 23,692 | $0.00 | 46,421 | No | 4 | M | Indirect | Wayne & Linda Huyard Trust |
| Common Stock | Disposition | 2019-12-08 | 10,490 | $363.83 | 35,931 | No | 4 | F | Indirect | Wayne & Linda Huyard Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| No | 4 | S | Indirect | Wayne & Linda Huyard Trust |
| No | 4 | M | Indirect | Wayne & Linda Huyard Trust |
| No | 4 | F | Indirect | Wayne & Linda Huyard Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Share Units | Acquisiton | 2019-12-05 | 6,831 | $0.00 | 6,831 | $0.00 |
| Common Stock | Market Share Units | Disposition | 2019-12-08 | 6,831 | $0.00 | 6,831 | $0.00 |
| Common Stock | Market Share Units | Acquisiton | 2019-12-05 | 3,658 | $0.00 | 3,658 | $0.00 |
| Common Stock | Market Share Units | Disposition | 2019-12-08 | 3,658 | $0.00 | 3,658 | $0.00 |
| Common Stock | Market Share Units | Acquisiton | 2019-12-05 | 3,534 | $0.00 | 3,534 | $0.00 |
| Common Stock | Performance Share Units | Disposition | 2019-12-08 | 4,255 | $0.00 | 4,255 | $0.00 |
| Common Stock | Performance Share Units | Disposition | 2019-12-08 | 3,659 | $0.00 | 3,659 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-12-08 | 2,100 | $0.00 | 2,100 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-12-08 | 1,817 | $0.00 | 1,817 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-12-08 | 1,372 | $0.00 | 1,372 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,831 | 2019-12-08 | No | 4 | A | Direct | |
| 0 | 2019-12-08 | No | 4 | M | Direct | |
| 3,658 | 2019-12-08 | No | 4 | A | Direct | |
| 0 | 2019-12-08 | No | 4 | M | Direct | |
| 3,534 | 2019-12-10 | No | 4 | A | Direct | |
| 0 | 2017-12-08 | No | 4 | M | Direct | |
| 3,658 | 2018-12-08 | No | 4 | M | Direct | |
| 0 | 2016-12-08 | No | 4 | M | Direct | |
| 1,817 | 2017-12-08 | No | 4 | M | Direct | |
| 2,744 | 2018-12-08 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $363.28 to $364.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $364.38 to $365.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $365.43 to $366.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $366.43 to $366.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.
- Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- On December 8, 2016, the reporting person was granted a target award of 7,268 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
- No expiration date.
- On December 8, 2017, the reporting person was granted a target award of 5,488 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
- On December 10, 2018, the reporting person was granted a target award of 5,300 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2019, 2020, 2021. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
- Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
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