Filing Details
- Accession Number:
- 0001104659-19-070646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-06 17:00:44
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2019-12-06 17:00:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297989 | Exlservice Holdings Inc. | EXLS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179283 | W Clyde Ostler | 320 Park Avenue, 29Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-12-04 | 2,712 | $18.24 | 19,120 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-12-04 | 2,712 | $69.03 | 16,408 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2019-12-04 | 2,712 | $0.00 | 2,712 | $18.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,861 | 2020-01-04 | No | 4 | M | Direct |
Footnotes
- On December 4, 2019, the reporting person exercised previously issued options to purchase an aggregate of 2,712 shares of common stock of ExlService Holdings, Inc.
- The sales was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- On January 4, 2010, the reporting person was granted 8,573 stock options. 100 percent of these options became vested and exercisable on December 31, 2010.
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