Filing Details

Accession Number:
0001214659-19-007595
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-06 11:21:14
Reporting Period:
2019-12-05
Accepted Time:
2019-12-06 11:21:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173420 Novagold Resources Inc NG Gold And Silver Ores (1040) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1515674 A. David Ottewell C/O Novagold Resources Inc.
201 South Main Street, Suite 400
Salt Lake City UT 84111
Vice President & Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-12-05 216,614 $4.58 831,563 No 4 M Direct
Common Shares Disposition 2019-12-05 138,003 $7.19 693,560 No 4 F Direct
Common Shares Disposition 2019-12-05 78,611 $7.19 614,949 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Shares Disposition 2019-12-05 216,614 $0.00 216,614 $4.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
156,386 2021-11-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 above is a weighted average price. These shares were withheld or sold in multiple transactions at prices ranging from $7.15 to $7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld or sold at each separate price within the ranges set forth in this footnote.
  2. The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.