Filing Details

Accession Number:
0001209191-19-059394
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-05 19:04:30
Reporting Period:
2019-12-03
Accepted Time:
2019-12-05 19:04:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245699 W Randy Furr 4353 North First Street
San Jose CA 95134
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-12-03 93,334 $0.00 242,231 No 4 C Direct
Class A Common Stock Acquisiton 2019-12-03 98,684 $0.00 340,915 No 4 M Direct
Class A Common Stock Disposition 2019-12-04 100,044 $5.72 240,871 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted stock units (Class B common stock) Disposition 2019-12-03 40,000 $0.00 40,000 $0.00
Class A Common Stock Class B common stock Acquisiton 2019-12-03 40,000 $0.00 40,000 $0.00
Class A Common Stock Class B common stock Disposition 2019-12-03 40,000 $0.00 40,000 $0.00
Class B Common Stock Restricted stock units (Class B common stock) Disposition 2019-12-03 53,334 $0.00 53,334 $0.00
Class A Common Stock Class B common stocki Acquisiton 2019-12-03 53,334 $0.00 53,334 $0.00
Class A Common Stock Class B common stock Disposition 2019-12-03 53,334 $0.00 53,334 $0.00
Class A Common Stock Restricted stock units (Class A common stock) Disposition 2019-12-03 98,684 $0.00 98,684 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2028-07-24 No 4 M Direct
40,000 No 4 M Direct
0 No 4 C Direct
0 2028-07-24 No 4 M Direct
53,334 No 4 M Direct
0 No 4 C Direct
197,367 2028-07-27 No 4 M Direct
Footnotes
  1. Conversion of a derivative security pursuant to its terms.
  2. Includes 1,105 shares acquired under the Bloom Energy Corporation Employee Stock Purchase Plan on August 14, 2019.
  3. Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units.
  4. This transaction was executed in multiple trades at prices ranging from $5.42 to $6.4199. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
  6. The RSU's will vest on the first allowable trading date following July 24, 2020, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through the vesting date.
  7. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
  8. Delivery of shares that vested on July 25, 2019 was deferred by the reporting person until December 3, 2019.
  9. Each RSU represents a contingent right to receive 1 share of the issuer's Class A common stock.
  10. The RSU vests over two years at six month intervals from July 27, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.