Filing Details

Accession Number:
0001127602-19-034364
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-05 16:26:54
Reporting Period:
2019-12-03
Accepted Time:
2019-12-05 16:26:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906107 Equity Residential EQR Real Estate Investment Trusts (6798) 363877868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024193 Samuel Zell Two North Riverside Plaza, Suite 600
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2019-12-03 81,300 $28.10 82,979 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2019-12-03 81,300 $84.07 1,679 No 4 S Direct
Common Shares Of Beneficial Interest Acquisiton 2019-12-03 161,787 $28.10 163,466 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2019-12-03 81,300 $0.00 81,300 $28.10
Common Shares Of Beneficial Interest Non-qualified Stock Option (Right to Buy) Disposition 2019-12-03 161,787 $0.00 161,787 $28.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
161,787 2020-02-05 No 4 M Direct
0 2020-02-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 600 Indirect By Spouse, Trustee for Helen Zell Revocable Trust
Common Shares Of Beneficial Interest 1,206,968 Indirect Samstock, L.L.C.
Common Shares Of Beneficial Interest 2,730,294 Indirect Samuel Zell Revocable Trust
Common Shares Of Beneficial Interest 694,344 Indirect SERP Account
Common Shares Of Beneficial Interest 1,246 Indirect SZ JoAnn Trust
Common Shares Of Beneficial Interest 1,246 Indirect SZ Kellie Trust
Common Shares Of Beneficial Interest 1,246 Indirect SZ Matthew Trust
Common Shares Of Beneficial Interest 154,480 Indirect Zell Family Foundation
Footnotes
  1. The price represents the weighted average price of the shares sold. The shares were sold within a range of $83.90 to $84.34. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
  3. Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  4. Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein. Includes 462,421 shares previously held directly by the reporting person.
  5. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
  6. Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  7. Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  8. Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
  9. Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
  10. Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.