- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2019-12-05 08:56:35
- Reporting Period:
- Accepted Time:
- 2019-12-05 08:56:35
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|49071||Humana Inc||HUM||Hospital & Medical Service Plans (6324)||610647538|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1023582||/ky J James Obrien||Humana Inc. |
500 W. Main Street
Louisville KY 40202
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Humana Common||Disposition||2019-12-03||2,500||$341.95||146||No||4||S||Indirect||See Footnote|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Holdings
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Humana Common||Stock Unit||$0.00||28,337||28,337||Direct|
|Humana Common||Stock Unit||$0.00||737||737||Direct|
|Humana Common||Stock Unit||$0.00||588||588||Direct|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
- Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
- Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.
- Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
- All shares sold at price of $341.9476.