Filing Details

Accession Number:
0000049071-19-000111
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-05 08:56:35
Reporting Period:
2019-12-03
Accepted Time:
2019-12-05 08:56:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1023582 /ky J James Obrien Humana Inc.
500 W. Main Street
Louisville KY 40202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2019-12-03 2,500 $341.95 146 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Stock Unit $0.00 28,337 28,337 Direct
Humana Common Stock Unit $0.00 737 737 Direct
Humana Common Stock Unit $0.00 588 588 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
28,337 28,337 Direct
737 737 Direct
588 588 Direct
Footnotes
  1. Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
  2. Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
  3. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2019.
  4. Shares held by revocable trust account (March 2015), on which reporting person is the sole trustee, holding certain shares of Humana Inc. common stock.
  5. All shares sold at price of $341.9476.