Filing Details

Accession Number:
0001666071-19-000178
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-05 08:52:56
Reporting Period:
2019-12-02
Accepted Time:
2019-12-05 08:52:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666071 Cardlytics Inc. CDLX Services-Computer Programming, Data Processing, Etc. (7370) 263039436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1730451 Thomas David Evans C/O Cardlytics, Inc.
675 Ponce De Leon Avenue Ne, Suite 6000
Atlanta GA 30308
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-02 22,500 $9.08 72,236 No 4 M Direct
Common Stock Disposition 2019-12-02 17,000 $55.94 55,236 No 4 S Direct
Common Stock Disposition 2019-12-02 2,414 $60.00 52,822 No 4 S Direct
Common Stock Disposition 2019-12-03 2,586 $60.00 50,236 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-12-02 22,500 $0.00 22,500 $9.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-08-08 No 4 M Direct
Footnotes
  1. Includes 702 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
  2. These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.
  3. Fully vested.