Filing Details

Accession Number:
0001209191-19-058904
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-03 19:59:14
Reporting Period:
2019-11-29
Accepted Time:
2019-12-03 19:59:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
784011 Pope Resources Ltd Partnership POPE Forestry (800) 911313292
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933422 H James Dahl 4314 Pablo Oaks Court
Jacksonville FL 32224
No No Yes No
1542075 L. William Dahl 4314 Pablo Oaks Court
Jacksonville FL 32224
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Limited Partnership Units Acquisiton 2019-11-29 1,723 $87.98 1,723 No 4 P Indirect By JHD Traditional IRA
Limited Partnership Units Acquisiton 2019-11-29 80 $88.85 186,248 No 4 P Indirect By IRA Accounts
Limited Partnership Units Acquisiton 2019-12-02 700 $92.50 2,423 No 4 P Indirect By JHD Traditional IRA
Limited Partnership Units Acquisiton 2019-12-02 20 $90.00 186,268 No 4 P Indirect By IRA Accounts
Limited Partnership Units Acquisiton 2019-12-02 1,480 $92.47 187,748 No 4 P Indirect By IRA Accounts
Limited Partnership Units Acquisiton 2019-12-03 300 $97.00 188,048 No 4 P Indirect By IRA Accounts
Limited Partnership Units Acquisiton 2019-12-03 600 $94.99 188,648 No 4 P Indirect By IRA Accounts
Limited Partnership Units Acquisiton 2019-12-03 2,000 $94.00 28,411 No 4 P Indirect By KMD Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By JHD Traditional IRA
No 4 P Indirect By IRA Accounts
No 4 P Indirect By JHD Traditional IRA
No 4 P Indirect By IRA Accounts
No 4 P Indirect By IRA Accounts
No 4 P Indirect By IRA Accounts
No 4 P Indirect By IRA Accounts
No 4 P Indirect By KMD Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Limited Partnership Units 6,521 Indirect By JHD Trust
Limited Partnership Units 170 Indirect TD IRA
Limited Partnership Units 600 Indirect WD IRAs
Limited Partnership Units 0 Indirect By Household Family Member
Limited Partnership Units 147,652 Direct
Limited Partnership Units 102,842 Indirect By JHD Trust FBO KWD
Limited Partnership Units 21,879 Indirect By JHD Trust FBO JAD
Limited Partnership Units 29,250 Indirect By Dahl Family Foundation
Footnotes
  1. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $87.00 to $88.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
  2. Units are held by IRA FBO James H. Dahl, Traditional IRA Account.
  3. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $88.85 to $89.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
  4. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,314 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
  5. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.49 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
  6. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,334 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
  7. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.30 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
  8. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 133,814 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
  9. Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
  10. Units are held in two IRA accounts as follows: 54,534 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
  11. Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
  12. Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
  13. Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl.
  14. Units are held by in IRA accounts for the benefit of William L. Dahl.
  15. In prior ownership reports, James H. Dahl included but disclaimed ownership of 2,525 units (the "Disclaimed Units") held by an adult member of his household (the "Adult"). The Disclaimed Units are no longer reportable by him because the Adult no longer lives in his household.
  16. Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
  17. Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
  18. Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc.