Filing Details
- Accession Number:
- 0001127602-19-034087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-03 14:50:34
- Reporting Period:
- 2019-11-29
- Accepted Time:
- 2019-12-03 14:50:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518599 | L Julie Bushman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-29 | 12,646 | $169.77 | 46,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-29 | 5,767 | $169.77 | 40,531 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-02 | 6,879 | $170.16 | 33,652 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-11-29 | 12,646 | $0.00 | 12,646 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 871 | Indirect | by 401k/paesop Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.
- Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.
- The restricted stock units vest 100% five years from the grant date of December 1, 2014.
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