Filing Details

Accession Number:
0001104659-19-069160
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-02 21:00:33
Reporting Period:
2019-11-27
Accepted Time:
2019-12-02 21:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1605607 Paramount Group Inc. PGRE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462468 Alexander Otto C/O Paramount Group, Inc.
1633 Broadway, Suite 1801
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-11-27 16,487 $13.49 16,487 No 4 J Indirect By CNBB-RDF Holdings, LP
Common Stock, Par Value $0.01 Per Share Disposition 2019-11-27 16,487 $13.49 0 No 4 S Indirect By CNBB-RDF Holdings, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By CNBB-RDF Holdings, LP
No 4 S Indirect By CNBB-RDF Holdings, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Partnership Units Acquisiton 2019-11-27 19,617 $13.49 19,617 $0.00
Common Stock Partnership Units Disposition 2019-11-27 19,617 $13.49 19,617 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,617 No 4 J Indirect
0 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 13,656,206 Direct
Common Stock, Par Value $0.01 Per Share 489,289 Indirect By AROSA Vermoegensverwaltungsgesellschaft m.b.H.
Footnotes
  1. On November 27, 2019, CNBB-RDF Holdings, LP, a limited partnership in which the reporting person has direct and indirect ownership interests ("CNBB"), acquired 33,363 shares of common stock of Paramount Group, Inc. (the "Issuer") in private transactions from certain individuals, which transactions valued such shares at $13.49 per share, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor of CNBB. Following such transactions, on November 27, 2019, CNBB sold the 33,363 shares of common stock of the Issuer in a private transaction.
  2. Represents common units of limited partnership interest ("OP Units") in Paramount Group Operating Partnership LP (the "Operating Partnership"). Each OP Unit is currently redeemable for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. These redemption rights have no expiration date.
  3. On November 27, 2019, CNBB acquired 39,698 OP Units in private transactions from certain individuals, which transactions valued such units at $13.49 per unit, in satisfaction of amounts due under promissory notes previously entered into by such individuals in favor or CNBB. Following such transactions, on November 27, 2019, CNBB sold the 39,698 OP Units in a private transaction.