Filing Details

Accession Number:
0001179110-19-012200
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-02 19:57:55
Reporting Period:
2019-11-27
Accepted Time:
2019-12-02 19:57:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26076 Cubic Corp CUB Measuring & Controlling Devices, Nec (3829) 951678055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082889 Jr H John Warner 9333 Balboa Avenue
San Diego CA 92123
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-27 500 $60.06 17,500 No 4 P Indirect Warner Family Trust Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Warner Family Trust Account
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2019-11-29 2,268 $0.00 268 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,268 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,550 Direct
Footnotes
  1. The transfer of shares to the trust were made, but were not included on subsequent Form 4s. The amount listed on this Form 4 accurately reflects the proper ownership of shares owned by the Warner Family Trust.
  2. Represents Shares held in the John H. Warner, Jr. and Helga M. Warner, UA 12-01-1995 Warner Family Trust account, a trust for which Reporting Person and his spouse are Co-Trustees with full voting and dispositive rights.
  3. Information on the number of shares held directly by Reporting Person was inadvertently omitted from the Form 4 filed on May 13, 2019.
  4. Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
  5. The time-based RSUs vest in one installment on October 1, 2020, subject to Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to Reporting Person following each vesting date.