Filing Details

Accession Number:
0001567619-19-022498
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-02 19:48:55
Reporting Period:
2019-11-27
Accepted Time:
2019-12-02 19:48:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637655 Horizon Global Corp HZN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
905112 M Andrew Bursky 100 Northfield Street
Greenwich CT 06830
No No Yes No
1394403 J Timothy Fazio 100 Northfield Street
Greenwich CT 06830
No No Yes No
1593630 Atlas Capital Resources Ii Lp 100 Northfield Street
Greenwich CT 06830
No No Yes No
1765298 Lapetus Capital Ii Llc 100 Northfield Street
Greenwich CT 06830
No No Yes No
1765314 Atlas Capital Resources Gp Ii Llc 100 Northfield Street
Greenwich CT 06830
No No Yes No
1765332 Atlas Capital Gp Ii Lp 100 Northfield Street
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2019-11-27 30,702 $3.54 2,626,056 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-11-29 2,000 $3.51 2,624,056 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-12-02 55,500 $3.55 2,568,556 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.70. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.51. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.58. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Lapetus Capital II LLC, a Delaware limited liability company ("Lapetus") is the direct beneficial owner of 2,568,556 shares of Common Stock of the Issuer. Atlas Capital Resources II LP, a Delaware limited partnership ("ACR II"), is the majority and controlling member of Lapetus. Atlas Capital GP II LP, a Delaware limited partnership ("AC GP"), is the general partner of ACR II. Atlas Capital Resources GP II LLC, a Delaware limited liability company ("ACR GP"), is the general partner of AC GP. Lapetus, ACR II, AC GP and ACR GP are collectively referred to as the "Atlas Entities." Andrew M. Bursky and Timothy J. Fazio are each a Managing Partner of ACR GP, and may be deemed to control the Atlas Entities. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of the Atlas Entities, Mr. Bursky and Mr. Fazio may be deemed to have an indirect pecuniary interest in the shares of the Common Stock that are directly held by Lapetus.
  5. In accordance with Instruction 4(b)(iv), the entire amount of the shares of Common Stock that is owned by Lapetus is reported herein. Each of Mr. Bursky, Mr. Fazio, ACR II GP, AC GP and ACR GP disclaims beneficial ownership interest of the Common Stock except, in each case, to the extent it or he has any indirect pecuniary interest therein.