Filing Details

Accession Number:
0000891839-19-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-02 17:19:44
Reporting Period:
2019-11-27
Accepted Time:
2019-12-02 17:19:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197594 V James Continenza C/O Eastman Kodak Company
343 State Street
Rochester NY 14650
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2019-11-27 53,263 $2.45 153,263 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 88,029 88,029 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $3.03 2026-02-19 1,150,000 1,150,000 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $4.53 2026-02-19 350,000 350,000 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $6.03 2026-02-19 350,000 350,000 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $12.00 2026-02-19 200,000 200,000 Direct
Common Stock, Par Value $.01 Phantom Stock $0.00 153,560 153,560 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
88,029 88,029 Direct
2026-02-19 1,150,000 1,150,000 Direct
2026-02-19 350,000 350,000 Direct
2026-02-19 350,000 350,000 Direct
2026-02-19 200,000 200,000 Direct
153,560 153,560 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.41 to $2.47, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors.
  3. This option is fully vested as of the date of this report.
  4. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.