Filing Details
- Accession Number:
- 0000004281-19-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-27 18:40:28
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2019-11-27 18:40:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4281 | Arconic Inc. | ARNC | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678046 | Donald Timothy Myers | 390 Park Avenue New York, NY 10022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-25 | 5,166 | $30.51 | 28,925 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 5,166 | $30.82 | 23,759 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 5,166 | $30.51 | 28,925 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 5,148 | $30.82 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 4,513 | $22.92 | 28,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 4,513 | $30.82 | 23,777 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 4,513 | $22.92 | 28,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 3,897 | $30.82 | 24,393 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 6,072 | $21.13 | 30,465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 6,072 | $30.82 | 24,393 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 6,072 | $21.13 | 30,465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-25 | 5,053 | $30.82 | 25,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-25 | 10,332 | $0.00 | 10,332 | $30.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-25 | 9,026 | $0.00 | 9,026 | $22.92 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-25 | 12,144 | $0.00 | 12,144 | $21.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-26 | No | 4 | M | Direct | |
| 1 | 2022-01-20 | No | 4 | M | Direct | |
| 24,286 | 2027-01-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,907 | Indirect | By Company 401(k) plan |
Footnotes
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.76 to $30.88. The reporting person undertakes to provide to Arconic Inc. ("Arconic"), any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.77 to $30.895. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The option, representing a right to purchase a total of 10,332 shares, became exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 9,027 shares, became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 36,430 shares, becomes exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.
- Employee stock options are granted without payment of consideration.
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