Filing Details

Accession Number:
0001375151-19-000130
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-27 16:14:02
Reporting Period:
2019-11-25
Accepted Time:
2019-11-27 16:14:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355576 P Michael Smith C/O Zogenix, Inc.
5959 Horton Street, Suite 500
Emeryville CA 94608
Evp, Cfo, Treasurer & Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-25 15,000 $10.35 16,387 No 4 M Direct
Common Stock Disposition 2019-11-25 15,000 $48.00 1,387 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-11-25 15,000 $0.00 15,000 $10.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2027-01-16 No 4 M Direct
Footnotes
  1. The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
  2. 25% of the options vest on the first anniversary of the grant date, and the remaining options vest in equal monthly installments over the three year period thereafter, so that all of the options will be vested on the fourth anniversary of the grant date, subject to the Reporting Person's continued employment or service to the Company on each vesting date.