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Filing Details

Accession Number:
0001209191-19-058317
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-27 16:04:30
Reporting Period:
2019-11-25
Accepted Time:
2019-11-27 16:04:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855612 Zix Corp ZIXI Services-Computer Processing & Data Preparation (7374) 752216818
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188811 Dave Robertson 2711 N. Haskell Avenue
Suite 2200, Lb 36
Dallas TX 75204
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-25 50,828 $2.05 288,096 No 4 M Direct
Common Stock Disposition 2019-11-25 50,828 $7.41 237,268 No 4 S Direct
Common Stock Acquisiton 2019-11-26 29,172 $2.05 266,440 No 4 M Direct
Common Stock Disposition 2019-11-26 29,172 $7.40 237,268 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2010-02-18 50,828 $0.00 50,828 $2.05
Common Stock Common Stock Options Disposition 2010-02-18 29,172 $0.00 29,172 $2.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
209,172 2020-02-17 No 4 M Direct
180,000 2020-02-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.37 to $7.46, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.43, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Grant of 80,000 options on February 18, 2010. These options expire February 17, 2020.