Filing Details

Accession Number:
0001209191-19-058235
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-27 09:00:16
Reporting Period:
2019-11-26
Accepted Time:
2019-11-27 09:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284937 H Arthur Penn 590 Madison Avenue
15Th Floor
New York NY 10022
Chairman And Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-26 8,500 $12.28 278,709 No 4 P Indirect By PennantPark Investment Advisers, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By PennantPark Investment Advisers, LLC
Footnotes
  1. Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.