Filing Details
- Accession Number:
- 0001415889-19-001413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-26 20:17:05
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2019-11-26 20:17:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1134765 | Charlie's Holdings Inc. | CHUC | Medicinal Chemicals & Botanical Products (2833) | 841575085 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1777367 | Adam Mirkovich | C/O Charlie'S Holdings, Inc. 1007 Brioso Drive Costa Mesa CA 92627 | Chief Information Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-22 | 490,000 | $0.00 | 490,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-11-25 | 320,000 | $0.00 | 810,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $0.00 | 2029-10-29 | 10,000,000 | 10,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-10-29 | 10,000,000 | 10,000,000 | Direct |
Footnotes
- Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.
Billionaire Hedge Funds
