Filing Details

Accession Number:
0001493152-19-018432
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-26 15:08:09
Reporting Period:
2019-11-25
Accepted Time:
2019-11-26 15:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3545 Alico Inc ALCO Agricultural Production-Crops (100) 590906081
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297619 W Remy Trafelet C/O Trafelet &Amp; Company, Llc
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Alico, Inc., Common Stock, Par Value $1.00 Disposition 2019-11-25 1,412 $33.04 911,106 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. 106,221 of these shares of Common Stock are held by a limited liability company of which Mr. Trafelet is the sole owner. Mr. Trafelet disclaims beneficial ownership of the shares held by such limited liability company except to the extent of his pecuniary interest therein.
  2. 162,785 of these shares of Common Stock are held by Delta Offshore Master II, LTD (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.