Filing Details

Accession Number:
0000919574-19-007463
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-25 16:24:33
Reporting Period:
2019-11-21
Accepted Time:
2019-11-25 16:24:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183765 Molecular Templates Inc. MTEM Pharmaceutical Preparations (2834) 943409596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325713 Bruce Kovner C/O Caxton Corporation
731 Alexander Road, Bldg. #2, Suite 500
Princeton NJ 08540
Yes No No No
1388551 Caxton Corp 731 Alexander Road
Building #2, Suite 500
Princeton NJ 08540
Yes No No No
1576081 Cdk Associates, L.l.c. C/O Caxton Corporation
731 Alexander Road, Bldg. #2, Suite 500
Princeton NJ 08540
Yes No No No
1576113 D Scott Morenstein C/O Caxton Alternative Management Lp
1330 6Th Avenue, 20Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-21 468,750 $8.00 2,052,991 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. These shares are owned directly by CDK Associates, LLC, which is a reporting person, and may be deemed to be indirectly beneficially owned by (i) Caxton Corporation, the manager of CDK Associates, LLC, (ii) Bruce Kovner, the chairman and sole shareholder of Caxton Corporation; and (iii) Scott Morenstein, a Managing Director of the investment manager of CDK Associates, LLC.
  2. Scott Morenstein serves as a director of the Issuer. Caxton Corporation, Bruce Kovner and CDK Associates, L.L.C. may be considered directors by deputization due to their affiliation with Scott Morenstein. Each Reporting Person disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.