Filing Details

Accession Number:
0001562180-19-005693
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-25 14:55:09
Reporting Period:
2019-11-25
Accepted Time:
2019-11-25 14:55:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500954 C Lee Powlus Peoples United Bank
850 Main Street
Bridgeport CT 06604
Sr Ex Vp & Chief Admin Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-25 8,821 $15.80 125,220 No 4 M Direct
Common Stock Disposition 2019-11-25 8,821 $16.35 116,399 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2019-11-25 8,821 $0.00 8,821 $15.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-01-28 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $16.341 to $16.375. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc. or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 2,259 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 28 shares acquired through dividend reinvestment) and 3,996 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statements.
  3. Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%).