Filing Details

Accession Number:
0001209191-19-057784
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-22 16:23:26
Reporting Period:
2019-11-21
Accepted Time:
2019-11-22 16:23:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241524 C John Hellmann C/O Genesee &Amp; Wyoming Inc.
20 West Avenue
Darien CT 06820
Chief Exec. Officer & Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2019-11-21 23,234 $98.59 444,892 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2019-11-21 21,888 $111.38 423,004 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2019-11-21 23,234 $0.00 23,234 $98.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value 55,555 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock, $.01 Par Value Class B Common Stock, $.01 par value $0.00 0 1,872 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,872 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
  2. Represents the weighted average sales price for the price increments ranging from $111.30 to $111.48.
  3. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
  5. This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
  6. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.