Filing Details

Accession Number:
0001205233-19-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-22 11:50:35
Reporting Period:
2019-11-20
Accepted Time:
2019-11-22 11:50:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760245 L Erin Polek 5775 Morehouse Dr.
San Diego CA 92121-1714
Svp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-20 1,040 $0.00 1,040 No 4 M Direct
Common Stock Acquisiton 2019-11-20 1,105 $0.00 2,145 No 4 M Direct
Common Stock Acquisiton 2019-11-20 2,732 $0.00 4,877 No 4 M Direct
Common Stock Disposition 2019-11-20 360 $85.62 4,517 No 4 F Direct
Common Stock Disposition 2019-11-20 382 $85.62 4,135 No 4 F Direct
Common Stock Disposition 2019-11-20 945 $85.62 3,190 No 4 F Direct
Common Stock Disposition 2019-11-21 3,190 $84.65 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2019-11-20 1,040 $0.00 1,040 $0.00
Common Stock Restricted Stock Unit Disposition 2019-11-20 1,106 $0.00 1,106 $0.00
Common Stock Restricted Stock Unit Disposition 2019-11-20 2,733 $0.00 2,733 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-20 No 4 M Direct
2,212 2020-11-20 No 4 M Direct
5,469 2021-11-20 No 4 M Direct
Footnotes
  1. The transaction was conducted under a Rule 10b5-1 trading plan.
  2. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
  3. The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.
  4. The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.
  5. The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.