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Filing Details

Accession Number:: 0000750556-19-000206
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-22 09:44:56
Reporting Period:: 2019-11-21

Accepted Time:: 2019-11-22 09:44:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
750556	Suntrust Banks Inc	STI	National Commercial Banks (6021)	581575035

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701995	Iii S. Hugh Cummins	303 Peachtree Street, Ne Atlanta GA 30308	Co-Coo/Wholesale Segment Exec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-11-21	25,000	$70.00	68,404	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,860	Indirect	401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			1,159	1,159	Direct
Common Stock	Phantom Stock Units	$0.00	2020-02-14	2020-02-14	2,115	2,115	Direct
Common Stock	Phantom Stock Units	$0.00	2020-02-09	2020-02-09	49,869	49,869	Direct
Common Stock	Phantom Stock Units	$0.00	2020-02-13		4,266	4,266	Direct
Common Stock	Phantom Stock Units	$0.00	2021-02-13		4,265	4,265	Direct
Common Stock	Phantom Stock Units	$0.00	2020-02-08		17,205	17,205	Direct
Common Stock	Phantom Stock Units	$0.00	2021-02-08		17,204	17,204	Direct
Common Stock	Phantom Stock Units	$0.00	2022-02-08		17,203	17,203	Direct
Common Stock	Phantom Stock Units	$0.00	2019-02-09		2,723	2,723	Direct
Common Stock	Option	$21.67	2015-02-14	2022-02-14	45,600	45,600	Direct
Common Stock	Option	$27.41	2016-02-26	2023-02-26	43,185	43,185	Direct
Common Stock	Phantom Stock Units	$0.00	2022-10-01		61,453	61,453	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,159	1,159	Direct
2020-02-14	2,115	2,115	Direct
2020-02-09	49,869	49,869	Direct
	4,266	4,266	Direct
	4,265	4,265	Direct
	17,205	17,205	Direct
	17,204	17,204	Direct
	17,203	17,203	Direct
	2,723	2,723	Direct
2022-02-14	45,600	45,600	Direct
2023-02-26	43,185	43,185	Direct
	61,453	61,453	Direct

Footnotes

Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
Represents time-vested restricted stock units under the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
Represents time-vested restricted stock units under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the saisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over three years from the grant date.
The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $69.98 to $70.09. The reporting person has provided to SunTrust Banks, Inc. full information regarding the number of shares sold at each separate price within the range set forth in this footnote.