Filing Details

Accession Number:
0001562180-19-005634
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-21 19:17:44
Reporting Period:
2019-11-20
Accepted Time:
2019-11-21 19:17:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1568100 Pagerduty Inc. PD Services-Prepackaged Software (7372) 272793871
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1772870 Steven Chung C/O Pagerduty, Inc.
600 Townsend St., Ste. 200
San Francisco CA 94103
Senior Vp, Sales & Services No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-20 50,000 $2.00 50,000 No 4 M Direct
Common Stock Disposition 2019-11-20 50,000 $26.11 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-11-20 50,000 $2.00 50,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
629,081 2026-12-20 No 4 M Direct
Footnotes
  1. The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.20 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 12/21/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019 and 2020; and (b) the non-qualified stock options first became exercisable on 12/20/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vested on the 12-month anniversary of 12/20/2016 and 1/48th of the total shares vested monthly thereafter for a total vesting period of 48 months.