Filing Details
- Accession Number:
- 0001077183-19-000217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 17:32:29
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-21 17:32:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518733 | M Douglas Oort Van | 12701 Commonwealth Drive Suite 9 Fort Myers FL 33913 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-19 | 187,500 | $24.08 | 0 | No | 4 | S | Indirect | Conundrum Capital Partners |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Conundrum Capital Partners |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | Custodial Account for Child |
| Common Stock | 2,283,481 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.52 | 2018-04-28 | 2022-04-28 | 500,000 | 500,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $8.03 | 2019-02-26 | 2023-02-26 | 500,000 | 500,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $19.60 | 2020-03-01 | 2024-03-01 | 231,567 | 231,567 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-04-28 | 500,000 | 500,000 | Direct |
| 2023-02-26 | 500,000 | 500,000 | Direct |
| 2024-03-01 | 231,567 | 231,567 | Direct |
Footnotes
- Conundrum Capital Partners, LLC is a limited liability partnership 50% owned by Mr. VanOort. Mr. VanOort is a managing partner of Conundrum Capital Partners, LLC
- On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On February 26, 2018, Mr. VanOort was granted 636,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
- On March 1, 2019, Mr. VanOort was granted 231,567 stock options. These options vest ratably over the first four anniversary dates of the grant date.
Billionaire Hedge Funds
