Filing Details

Accession Number:
0001104659-19-066222
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-21 16:15:36
Reporting Period:
2019-11-19
Accepted Time:
2019-11-21 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497770 Walker & Dunlop Inc. WD Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503845 M Richard Lucas C/O Walker &Amp; Dunlop, Inc.
7501 Wisconsin Avenue, Suite 1200E
Bethesda MD 20814
Evp & Gen Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-19 9,782 $20.40 132,198 No 4 M Direct
Common Stock Disposition 2019-11-19 9,782 $65.98 122,416 No 4 S Direct
Common Stock Acquisiton 2019-11-20 4,088 $20.40 126,504 No 4 M Direct
Common Stock Acquisiton 2019-11-20 5,563 $39.82 132,067 No 4 M Direct
Common Stock Disposition 2019-11-20 9,451 $65.43 122,616 No 4 S Direct
Common Stock Disposition 2019-11-20 200 $66.06 122,416 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-11-19 9,782 $0.00 9,782 $20.40
Common Stock Stock Option (right to buy) Disposition 2019-11-20 4,088 $0.00 4,088 $20.40
Common Stock Stock Option (right to buy) Disposition 2019-11-20 5,563 $0.00 5,563 $39.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,088 2019-02-15 2026-02-15 No 4 M Direct
0 2019-02-15 2026-02-15 No 4 M Direct
2,781 2027-02-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.74 to $66.28. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.03. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.07. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The stock options vest in three equal annual installments beginning on February 15, 2018.