Filing Details

Accession Number:
0001213900-19-024217
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-20 16:32:35
Reporting Period:
2019-11-18
Accepted Time:
2019-11-20 16:32:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1739174 Biomx Inc. PHGE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423905 Jonas Grossman C/O Chardan Cap Mrkts Llc 17 State St
21 Floor
New York NY 10004
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Acquisiton 2019-11-18 1,000 $6.99 1,000 No 4 P Direct
Common Stock, Par Value $0.0001 Acquisiton 2019-11-19 4,100 $7.57 5,100 No 4 P Direct
Common Stock, Par Value $0.0001 Acquisiton 2019-11-20 1,400 $8.00 6,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2019-11-18 50,129 $0.60 25,064 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,129 2019-11-27 2024-10-28 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 1,707,500 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $11.50 2019-11-27 2024-10-28 2,900,000 2,900,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-10-28 2,900,000 2,900,000 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.925 to $7.00, inclusive. The reporting person undertakes to provide to the issuer, and security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in footnotes (1), (2) and (4) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.95, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.89 to $8.30, inclusive.
  4. Consists of shares of common stock owned by Chardan Investments, LLC, for which Jonas Grossman is the managing member. Mr. Grossman disclaims beneficial ownership of the shares except o the extent of his pecuniary interest in the shares.
  5. The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.50 to $0.65, inclusive.
  6. Represents private warrants held by Mountain Wood, of which Jonas Grossman has voting and dispositive power over.