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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1110607	Deep Down Inc.	DPDW	Oil & Gas Field Machinery & Equipment (3533)	752263732

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1385215	Eric Ronald Smith	1447 Fm 1010 Cleveland TX 77327		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-01-04	2,350	$0.87	363,444	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-03-06	4,100	$0.75	367,544	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-05-03	2,200	$0.91	369,744	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-05-09	1,100	$0.93	370,844	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-07-18	6,650	$0.75	377,494	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-09-04	4,250	$0.72	381,744	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2019-11-18	159,627	$0.62	541,371	No	4	P	Indirect	By IRA
Common Stock	Disposition	2019-09-01	300,000	$0.00	1,285,762	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	D	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	930,651	Indirect	By Spouse
Common Stock	23,071	Indirect	By Spouse

Footnotes

This transaction was executed in multiple trades at prices ranging from $0.57 to $0.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This disposition was in connection with the Transition Agreement by and between Ronald E. Smith and issuer pursuant to which the reporting person surrendered 300,000 shares to the issuer in exchange for various assets (see Form 8-K filed by the issuer on August 15, 2019).
These shares represent shares directly held by the reporting person's spouse, which may be deemed to be beneficially owned by the reporting person.
These shares represent shares held indirectly by the reporting person's spouse through an individual retirement account, which may be deemed to be beneficially owned by the reporting person.