Filing Details

Accession Number:
0001437749-19-023283
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-20 16:05:24
Reporting Period:
2019-10-07
Accepted Time:
2019-11-20 16:05:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Capital Inc. HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1765339 L Carol Foster C/O Hercules Capital, Inc.
400 Hamilton Avenue Suite 310
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-10-07 1,328 $13.27 6,057 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct