Filing Details

Accession Number:
0001127602-19-033336
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-20 13:49:17
Reporting Period:
2019-11-18
Accepted Time:
2019-11-20 13:49:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575329 Kevin J Willis 50 E. Rivercenter Blvd.
Covington KY 41011
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-18 1,201 $78.99 2,266 No 4 S Direct
Common Stock Disposition 2019-11-18 921 $78.99 1,345 No 4 S Direct
Common Stock Acquisiton 2019-11-18 1,765 $78.65 3,110 No 4 M Direct
Common Stock Disposition 2019-11-18 827 $78.65 2,283 No 4 F Direct
Common Stock Disposition 2019-11-19 938 $76.59 1,345 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-11-18 1,765 $0.00 1,765 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,916 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,545 Indirect 401(k)
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
  2. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
  3. Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
  4. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
  5. Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.