Filing Details

Accession Number:
0001209191-19-057370
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 21:59:44
Reporting Period:
2019-11-15
Accepted Time:
2019-11-19 21:59:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648256 Vincent Retort C/O Lumentum Holdings Inc.
1001 Ridder Park Drive
San Jose CA 95031
Evp, Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-15 3,221 $68.59 131,569 No 4 S Direct
Common Stock Disposition 2019-11-18 1,204 $68.91 130,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.
  2. The total share amount reflects 261 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 23 goal shares.
  3. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.