Filing Details

Accession Number:
0001562180-19-005602
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 21:43:35
Reporting Period:
2019-11-16
Accepted Time:
2019-11-19 21:43:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543151 Uber Technologies Inc UBER Services-Business Services, Nec (7389) 452647441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775290 Manik Gupta 1455 Market Street, 4Th Floor
San Francisco CA 94103
Chief Product Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-16 166 $26.60 453,443 No 4 S Direct
Common Stock Disposition 2019-11-16 1,621 $26.60 451,822 No 4 S Direct
Common Stock Disposition 2019-11-19 1,657 $27.04 450,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.3900 to $26.8900, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
  3. This transaction was made pursuant to Mr. Gupta's existing Rule 10b5-1 plan.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7800 to $27.1700, inclusive.