Filing Details

Accession Number:
0001209191-19-057360
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 20:15:54
Reporting Period:
2019-11-18
Accepted Time:
2019-11-19 20:15:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc. AVLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235461 Lee Alesia Pinney 255 South King St.
Suite 1800
Seattle WA 98104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-18 3,552 $12.34 28,207 No 4 M Direct
Common Stock Acquisiton 2019-11-18 3,557 $13.84 31,764 No 4 M Direct
Common Stock Acquisiton 2019-11-18 2,795 $16.60 34,559 No 4 M Direct
Common Stock Disposition 2019-11-18 9,904 $74.85 24,655 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-11-18 3,552 $0.00 3,552 $12.34
Common Stock Stock Option (right to buy) Disposition 2019-11-18 3,557 $0.00 3,557 $13.84
Common Stock Stock Option (right to buy) Disposition 2019-11-18 2,795 $0.00 2,795 $16.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,105 2026-06-16 No 4 M Direct
16,596 2027-02-09 No 4 M Direct
24,222 2028-01-23 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.80 to $74.935, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
  2. The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
  3. The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
  4. The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.