Filing Details

Accession Number:
0001567619-19-021907
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 20:11:01
Reporting Period:
2019-11-16
Accepted Time:
2019-11-19 20:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433714 Castlight Health Inc. CSLT Services-Computer Processing & Data Preparation (7374) 261989091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1742487 Maeve O'meara C/O Castlight Health, Inc.
150 Spear St., Suite 400
San Francisco CA 94105
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2019-11-16 3,563 $0.00 297,638 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 312 $0.00 297,950 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 3,125 $0.00 301,075 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 12,500 $0.00 313,575 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 12,500 $0.00 326,075 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 23,062 $0.00 349,137 No 4 M Direct
Class B Common Stock Acquisiton 2019-11-16 43,103 $0.00 392,240 No 4 M Direct
Class B Common Stock Disposition 2019-11-18 51,482 $1.34 340,758 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 3,563 $0.00 3,563 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 312 $0.00 312 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 3,125 $0.00 3,125 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 12,500 $0.00 12,500 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 12,500 $0.00 12,500 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 23,062 $0.00 23,062 $0.00
Class B Common Stock Restricted Stock Units (RSU) Disposition 2019-11-16 43,103 $0.00 43,103 $0.00
Class B Common Stock Performance Stock Unit (PSU) Acquisiton 2019-11-16 344,828 $0.00 344,828 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
313 No 4 M Direct
15,625 No 4 M Direct
112,500 No 4 M Direct
125,000 No 4 M Direct
299,813 No 4 M Direct
646,553 No 4 M Direct
344,828 2021-08-16 No 4 A Direct
Footnotes
  1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of the RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $1.275 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration.
  4. 1/4th of the RSUs vested on November 16, 2016, the remainder will vest 1/20th quarterly in 12 equal installments, and the remainder will vest 1/12th monthly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  5. 1/4th of the RSUs vested on February 24, 2017, the remainder will vest 1/20th quarterly in 12 equal installments, and the remainder will vest 1/12th monthly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  6. 1/4th of the RSUs vested on March 7, 2018, the remainder will vest 1/20th quarterly in 12 equal installments, and the remainder will vest 1/12th monthly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  7. 1/16th of the RSUs vested on February 16, 2018, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  8. 1/16th of the RSUs vested on August 16, 2018, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  9. 1/16th of the RSUs vested on May 16, 2019, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  10. 1/16th of the RSUs vested on November 16, 2019, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
  11. (1) Each PSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration. The PSU vests on August 17, 2020, subject to the continuing service of the Reporting Person on such date.