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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-11-19 16:12:18
Reporting Period:
Accepted Time:
2019-11-19 16:12:18
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1517228 Commscope Holding Company Inc. COMM () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196634 M Frank Drendel C/o Commscope Holding Company, Inc.,
1100 Commscope Place, Se
Hickory NC 28602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-15 153,877 $8.55 2,473,764 No 4 M Direct
Common Stock Disposition 2019-11-15 153,877 $15.08 2,319,887 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-11-15 153,877 $0.00 153,877 $8.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,334 2011-01-14 2020-01-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,350 Indirect by GRAT
Common Stock 28,350 Indirect by GRAT
Common Stock 28,350 Indirect by GRAT
Common Stock 15,750 Indirect By Family Trust
Common Stock 117,580 Indirect by Marital Trust
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
  2. As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restrictedstock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units thatwere earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.
  3. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $15.00 to $15.21. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.