Filing Details

Accession Number:
0001179110-19-011828
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 12:19:49
Reporting Period:
2019-11-18
Accepted Time:
2019-11-19 12:19:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1341317 Bridgewater Bancshares Inc BWB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732716 Jayne Mary Crocker C/O Bridgewater Bancshares, Inc.
3800 American Blvd West, Suite 100
Bloomington MN 55431
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-18 10,000 $3.00 134,981 No 4 M Direct
Common Stock Disposition 2019-11-18 13,325 $12.60 121,656 No 4 S Direct
Common Stock Disposition 2019-11-19 11,675 $12.59 109,981 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy Disposition 2019-11-18 10,000 $0.00 10,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,000 2023-12-31 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $7.47 2027-09-30 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-09-30 150,000 150,000 Direct
Footnotes
  1. Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
  2. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
  3. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
  4. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
  5. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.60 to $12.61, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.
  6. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.61, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.