Filing Details

Accession Number:
0001312109-19-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 09:35:47
Reporting Period:
2019-11-15
Accepted Time:
2019-11-19 09:35:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757653 D. Paul Colucci 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-11-15 9,462 $11.16 23,050 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 29,428 Indirect By Self as Trustee for Retirement Account
Class A Common Stock 17,127 Indirect By Custodial Account for Self
Class A Common Stock 30,601 Indirect By Custodial Account for Spouse
Footnotes
  1. Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
  2. Includes 23,050 shares held by the reporting person and his spouse as joint tenants.