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Home > Insider Trading > Filing (0000899243-19-027556)

Filing Details

Accession Number:: 0000899243-19-027556
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-18 20:13:32
Reporting Period:: 2019-11-14

Accepted Time:: 2019-11-18 20:13:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372807	Portman Ridge Finance Corp	PTMN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1194840	Christopher Lacovara	C/O Portman Ridge Finance Corporation 650 Madison Avenue New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-11-14	1,880	$2.18	580,754	No	4	S	Direct
Common Stock	Disposition	2019-11-14	30,800	$2.16	549,954	No	4	S	Direct
Common Stock	Disposition	2019-11-14	51,000	$2.24	498,954	No	4	S	Direct
Common Stock	Disposition	2019-11-14	38,386	$2.15	460,568	No	4	S	Direct
Common Stock	Disposition	2019-11-15	86,968	$2.08	373,600	No	4	S	Direct
Common Stock	Disposition	2019-11-15	81,263	$2.10	292,337	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Mr. Lacovara reported ownership of 584,134 shares in a Form 4 filed on May 3, 2018. On April 1, 2019, in connection with the externalization of the issuer's advisor, 1,500 vested options were cancelled in exchange for cash resulting in a reduction in ownership.