Filing Details

Accession Number:
0001628280-19-014301
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-18 18:37:00
Reporting Period:
2019-11-15
Accepted Time:
2019-11-18 18:37:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1756824 Ryan Kam C/O Five9, Inc., Bishop Ranch 8
4000 Executive Parkway, #400
San Ramon CA 94583
Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-15 17,118 $39.35 49,673 No 4 M Direct
Common Stock Disposition 2019-11-15 18,094 $64.29 31,579 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2019-11-15 17,118 $0.00 17,118 $39.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,357 2028-11-02 No 4 M Direct
Footnotes
  1. Includes 976 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019 and 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The option vests as to 25% of the total shares granted on the one-year anniversary of November 2, 2018, and in 36 equal monthly installments each month thereafter.