Filing Details
- Accession Number:
- 0001227025-19-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 18:59:24
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-15 18:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 943253730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488795 | Storrs Timothy Jenks | 2911 Zanker Rd San Jose CA 95134 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-13 | 15,906 | $8.50 | 429,175 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-13 | 8,826 | $8.43 | 420,349 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,076 | Indirect | As Trustee |
| Common Stock | 8,500 | Indirect | by Daughter1 |
| Common Stock | 7,507 | Indirect | by Daughter2 |
| Common Stock | 3,798 | Indirect | by Trust |
Footnotes
- Represents shares held by the reporting person's child, Hana C. Jenks.
- Represents shares held by the reporting person's child, Saya J. Jenks.
- Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.
Billionaire Hedge Funds
