Filing Details

Accession Number:
0001179110-19-011762
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-15 17:36:02
Reporting Period:
2019-11-13
Accepted Time:
2019-11-15 17:36:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610250 Boot Barn Holdings Inc. BOOT Retail-Shoe Stores (5661) 900776290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633114 V. Gregory Hackman C/O Boot Barn Holdings, Inc.
15345 Barranca Pkwy
Irvine CA 92618
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-13 13,498 $6.15 37,132 No 4 M Direct
Common Stock Disposition 2019-11-13 13,498 $42.55 23,634 No 4 S Direct
Common Stock Acquisiton 2019-11-13 14,907 $7.11 38,541 No 4 M Direct
Common Stock Disposition 2019-11-13 14,907 $42.50 23,634 No 4 S Direct
Common Stock Acquisiton 2019-11-13 20,000 $19.30 43,634 No 4 M Direct
Common Stock Disposition 2019-11-13 20,000 $42.53 23,634 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2019-11-13 13,498 $0.00 13,498 $6.15
Common Stock Options Disposition 2019-11-13 14,907 $0.00 14,907 $7.11
Common Stock Options Disposition 2019-11-13 20,000 $0.00 20,000 $19.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,247 2025-06-05 No 4 M Direct
22,000 2024-05-20 No 4 M Direct
80,000 2023-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,577 Direct
Footnotes
  1. Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4600 to $42.5900, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4300 to $42.5100, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4300 to $42.6100, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of November 13, 2019, excluding any shares of common stock subject to further vesting conditions.
  5. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 13, 2019 that remain subject to time-based vesting.
  6. The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable. The remaining options beneficially owned remain subject to future vesting.
  7. The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable. The remaining options beneficially owned are either fully vested and currently exercisable or remain subject to future vesting.