Filing Details
- Accession Number:
- 0000899243-19-027370
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 16:22:38
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2019-11-15 16:22:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110607 | Deep Down Inc. | DPDW | Oil & Gas Field Machinery & Equipment (3533) | 752263732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385215 | Eric Ronald Smith | 1447 Fm 1010 Cleveland TX 77327 | President, Ceo And Director | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-04 | 785 | $1.37 | 349,417 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-03-07 | 855 | $1.25 | 350,272 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-05-02 | 847 | $1.26 | 351,119 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-07-06 | 950 | $1.12 | 352,069 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-09-07 | 1,000 | $1.04 | 353,069 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-11-07 | 1,150 | $0.90 | 354,219 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,585,762 | Direct | |
| Common Stock | 930,651 | Indirect | By Spouse |
| Common Stock | 23,071 | Indirect | By Spouse |
Footnotes
- Represents securities directly owned by Mr. Smith's spouse. Mr. Smith may be deemed to beneficially own the securities of his spouse.
- Represents securities indirectly owned by Mr. Smith's spouse. Mr. Smith may be deemed to beneficially own the securities of his spouse.
Billionaire Hedge Funds
