Filing Details

Accession Number:
0001209191-19-056683
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-15 15:08:02
Reporting Period:
2019-11-13
Accepted Time:
2019-11-15 15:08:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468328 Addus Homecare Corp ADUS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256578 L Mark First 6801 Gaylord Parkway
Suite 110
Frisco TX 75034
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-13 690,000 $82.55 1,041,638 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,151 Direct
Footnotes
  1. The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).