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Filing Details

Accession Number:: 0000899243-19-027290
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-14 17:00:59
Reporting Period:: 2019-11-12

Accepted Time:: 2019-11-14 17:00:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563577	Galera Therapeutics Inc.	GRTX	Pharmaceutical Preparations (2834)	461454898

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1700717	Clarus Iv-D, L.p.	C/O Clarus Ventures 101 Main Street, Suite 1210 Cambridge MA 02142	No	No	Yes	No
1700718	Clarus Iv-C, L.p.	C/O Clarus Ventures 101 Main Street, Suite 1210 Cambridge MA 02142	No	No	Yes	No
1700719	Clarus Iv-B, L.p.	C/O Clarus Ventures 101 Main Street, Suite 1210 Cambridge MA 02142	No	No	Yes	No
1700720	Clarus Iv-A, L.p.	C/O Clarus Ventures 101 Main Street, Suite 1210 Cambridge MA 02142	No	No	Yes	No
1793305	L.p. Gp Iv Clarus	C/O Clarus Ventures 101 Main Street, Suite 1210 Cambridge MA 02142	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-12	461,769	$0.00	461,769	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	301,001	$0.00	301,001	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	555,193	$0.00	555,193	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	111,021	$0.00	111,021	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	80,786	$12.00	542,555	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	52,660	$12.00	353,661	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	97,131	$12.00	652,324	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2019-11-12	19,423	$12.00	130,444	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Redeemable Convertible Preferred Stock	Disposition	2019-11-12	2,334,966	$0.00	461,769	$0.00
Common Stock	Series C Redeemable Convertible Preferred Stock	Disposition	2019-11-12	1,552,035	$0.00	301,001	$0.00
Common Stock	Series C Redeemable Convertible Preferred Stock	Disposition	2019-11-12	2,807,372	$0.00	555,193	$0.00
Common Stock	Series C Redeemable Convertible Preferred Stock	Disposition	2019-11-12	561,385	$0.00	111,021	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

These shares of the Issuer's Series C redeemable convertible preferred stock ("Redeemable Convertible Preferred Stock") are convertible into shares of the Issuer's common stock ("Common Stock") on a 0.197763-for-one basis at the holder's election and have no expiration date. The Redeemable Convertible Preferred Stock will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.
These securities are held directly by Clarus IV-A, L.P.
These securities are held directly by Clarus IV-B, L.P.
These securities are held directly by Clarus IV-C, L.P.
These securities are held directly by Clarus IV-D, L.P. (collectively, with Clarus IV-A, L.P., Clarus IV-B, L.P. and Clarus IV-C, L.P., the "Clarus Funds").
The general partner of each of the Clarus Funds is Clarus IV GP, L.P. The general partner of Clarus IV GP, L.P. is Blackstone Clarus GP L.P. The general partner of Blackstone Clarus GP L.P. is Blackstone Clarus GP L.L.C. The sole member of Blackstone Clarus GP L.L.C. is Blackstone Holdings II L.P. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of such Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the Clarus Funds to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.